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David J. Peck -CISSP, GPEN, C|EH, EnCE, PA Licensed Private Investigator,
David J. Peck and Associates, Inc.
In 2019 the U.S. Securities & Exchange Commission (SEC) fined RSM, a global consulting and accounting firm, nearly $1 million for violating rules related to auditor independence. While these violations occurred between 2014 and 2015, some were not discovered until 2016.In addition to their fine, the SEC required them to hire an outside consultant to evaluate REM’s internal quality controls.For more information, click here.
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